courses

Risk Management

Why is Risk Management Important?

Risks affecting organizations can have consequences in terms of economic performance and professional reputation, as well as environmental, safety and societal outcomes. Therefore, managing risk effectively helps organizations to perform well in an environment full of uncertainty.

We offer training for both medical and aerospace risk management.  ISO 14971 is the Medical Device Standard and ISO 31000 works with AS9100 and ISO 9001.

ISO 31000:2009, Risk management – Principles and guidelines, provides principles, framework and a process for managing risk. It can be used by any organization regardless of its size, activity or sector. Using ISO 31000 can help organizations increase the likelihood of achieving objectives, improve the identification of opportunities and threats and effectively allocate and use resources for risk treatment.

Early Bird Pricing

ISO 14971 Training – Application of Risk Management to Medical Devices

 Certified by Exemplar Global

Days: 2 • CEU Hours: 1.6

 7:30 AM – 4:30 PM MST

Overview

Effectively managing risk is essential to ensuring the safety, performance, and compliance of medical devices. ISO 14971 outlines the international standard for medical device risk management, and understanding how to apply it is critical for organizations across the industry.

This live-online ISO 14971 training course is certified by Exemplar Global and offers a practical, hands-on approach to implementing risk management using ISO 14971:2019 and ISO/TR 24971:2020. Over two interactive days, participants will explore how to identify hazards, evaluate risk, implement controls, and maintain a comprehensive risk management process throughout the product lifecycle.

Whether you are new to risk management or looking to deepen your expertise, this course is designed to meet you at your current level and build your confidence through expert instruction and real-world case studies.

By the end of the course, participants will be able to:

  • Understand the structure and requirements of ISO 14971 and ISO/TR 24971
  • Apply risk analysis tools and techniques to medical device scenarios
  • Develop and document effective risk management plans
  • Integrate risk management into quality systems and design activities
  • Monitor, review, and improve risk-related processes over time

Risk isn’t optional, and neither is compliance. This ISO 14971 training gives you more than a theoretical understanding of ISO 14971. It empowers you with practical skills that you can apply immediately in your role to reduce risk, improve product safety, and support regulatory readiness. Whether you’re preparing for audits, contributing to design decisions, or building risk files, this training will help you do it with confidence and credibility.

Prerequisites

There are no required prerequisites for this training.

This ISO 14971 training is beneficial for both quality novices and lifetime professionals. Our goal is to meet everyone at their current level of competence and improve it.

All students should bring their own printed copy of the ISO 14971:2019 and ISO/TR 24971:2020 standards.

The course provides an overview of these documents, but having your own copy to follow along with will be a powerful learning aid.

ISO 14971 training - weighing an object on a scale

Who Should Attend

  • Quality Managers
  • Engineering Managers
  • Audit Program Managers
  • Internal and external auditors
  • Design Teams
  • Management Representatives
  • Project Teams
  • Anyone who needs to understand the difference between Risk Identification, Risk Assessment, and Risk Management and how to put these important tools to work for your organization

 

Exemplar Global Certified Training Provider

Axeon is an Exemplar Recognized Training Provider.

This ISO 14971 training course is certified by Exemplar Global, and upon completion, participants will receive a certificate that says they have successfully completed a course certified by Exemplar Global.

Exemplar Global TPECS Certified badge for ISO 9001 Lead Auditor

 

 

ISO 14971 Training Objectives 

  1. Learn the requirements of risk-based thinking.
  2. Learn the principles of managing Risk.
  3. Understand how to develop a framework for Risk Management.
  4. Understand how to develop a process for Risk Management.
  5. Interpret ISO Standards related to device risk: ISO 14971:2019 and ISO/TR 24971:2020.
  6. Apply the Risk Management Process & Tools to real risk situations.

 

Agenda

Day 1
Part 1: Risk Terminology and Theory from ISO 14971 and ISO 13485
Part 2: History of Risk Management and Relationship with Corrective and Preventive Actions
Part 3: Requirements of ISO 14971
Part 4: Selection of Risk Treatment Options
Part 5: Preparing and Implementing Risk Treatment Plans
Part 6: Monitoring and Review
Part 7: Recording the Risk Management Process
Part 8: Internal & External Framework, Risk Treatment, Risk Monitoring, Risk Policy, Risk Analysis
 
Day 2
Part 1: Guidelines from ISO 14971
Part 2: Techniques – Risk Management
Part 3: Case Studies with Application
Part 4: Organization’s Risk Procedures and Tools
Part 5: Risk Applications for Medical Devices
Part 6: Case Studies with Application
Part 7: Statistical Methods
Part 8: Test

 


Related Courses

ISO 13485 Lead Auditor Training cGMP 2024 Revision: FDA 21 CFR Part 820 QMSR Implementation Training Medical Device Single Audit Program (MDSAP) Training EU Medical Device Regulation (EU MDR) Training

AS13004 PFMEA Risk Management Training

Days: 2

 7:30 AM- 4:30 PM MST

 

Overview

When a single failure can ground a fleet or compromise safety, aerospace manufacturers must get risk management right the first time. AS13004 offers a proven, structured approach to identifying and controlling process risks before they result in costly nonconformities, escapes, or customer dissatisfaction.

This focused, two-day AS13004 PFMEA Risk Management Training equips aerospace professionals with the tools and methods needed to identify, assess, and mitigate risk throughout the production process. This course directly supports compliance with AS9100, AS9120, and AS13004 by focusing on the practical application of PFMEA and Control Plan development as key elements of a proactive risk management strategy.

Led by instructors with deep industry experience, this course covers:

  • The four-step risk management process outlined in ISO 31000.
  • How ISO 9001 and AS9100 define and expect Risk-Based Thinking.
  • Use of aerospace-specific tools: Process Flow Diagrams, PFMEAs, and Control Plans.
  • How to quantify and prioritize risk for more effective decision-making.
  • Applying AS13004 methodology to meet Operational Risk Management requirements.

Through case studies, interactive exercises, and detailed walkthroughs, participants will gain hands-on experience developing PFMEAs and Control Plans that reduce variability, improve product safety, and strengthen compliance across the aerospace supply chain.

What You Will Learn  

  • How to address Risk-Based Thinking requirements of ISO 9001:2015 and AS9100 (per ISO 31000).
  • How to address the Operational Risk Management requirements of AS9100 (per AS13004).
  • Tools used for Risk Assessment such as DFMEA, Process Flow Diagrams, PFMEAs and Control Plans.
  • How risk management can be applied to any organization, regardless of its products or customers.
  • A means for demonstrating to customers and stakeholders the potential risks associated with products or processes and provide assurance that these have been effectively managed.
  • How to quantify risk as the first step in establishing priorities for your organization.
  • Methods for controlling risks within your Supply Chain.
AS13004 Training - Three people working and pointing to papers

Who Should Attend

  • Any organization that needs a formal, disciplined approach to the identification, assessment, and management of Risk.
  • Organizations that must meet the requirements–AS9100 Operational Risk Management, and AS13004 PFMEA and Control Plans.
  • Quality Managers
  • Management Representatives
  • Engineering Managers
  • Internal and external auditors
  • Design Teams
  • Project Teams

 

AS13004 Training Objectives

  1. Understand the requirements of AS13004.
  2. Apply the principles of managing Risk using the PFMEA tool.
  3. Understand the process of how to develop good process risk management using: Process Flow Diagram, PFMEA and Control Plans.
  4. Apply the Risk Management Process & Tools to real risk situations

 

Agenda

Day 1
Part 1: Risk terminology
Part 2: Four-Step Risk Management Process Outlined in ISO 31000
Part 3: Risk-Based Thinking Requirements of ISO 9001:2015 and AS9100D
Part 4: Strategic vs. Process Risk Management
Part 5: Tools, Methods, and a Streamlined Approach for Addressing Risk-Based Thinking Requirements
Part 6: Hands-On Exercises
 
Day 2
Part 1: Aerospace Risk Terminology
Part 2: Overview of APQP and PPAP Risk Tools: Process Flow Diagrams, PFMEA’s and Control Plans
Part 3: How to Develop a Process Flow Diagram (Identifying Process Risks)
Part 4: Guidelines for Performing a Process Failure Modes and Effects (FMEA) Analysis
Part 5: Creating an Effective Control Plan used to Manufacture and Control and Resolve Ongoing Process Risks
Part 6: Detailed Hands-On Case Study Developing an FMEA analysis, With Tools for Completing Each Stage
Part 7: Requirements for Operational Risk Management
Part 8: Overview of AS13004 – Process Failure Modes and Effects Analysis and Control Plans
Part 9: Guidance on using AS13004 Methodology to Meet Operational Risk Management Requirements

 


Related Courses

Root Cause Analysis & Corrective Action Training AS13000 Training (8-D): Problem Solving Requirements for Suppliers Training AS9100 Lead Auditor Training – Certified by Probitas Supplier Audit Training

 

CAPA & Root Cause Investigation for Medical Device & Pharmaceuticals Training

Days: 2 • CEU Hours: 1.6

 7:30 AM – 4:30 PM MST

Learn Root Cause Investigation & CAPA in Medical Devices & Pharmaceuticals.

 

Overview

Corrective and preventive action (CAPA) failures are among the most common—and most costly—issues cited by the FDA. For medical device and pharmaceutical companies, an ineffective CAPA system can trigger major compliance problems, regulatory scrutiny, and product risks. But when done right, CAPA in medical devices becomes a powerful driver of quality improvement and risk reduction.

This practical, two-day live-online training equips you with the skills and tools to build and maintain a compliant, effective CAPA system in line with FDA 21 CFR and ISO 13485 requirements. Designed specifically for professionals in medical device and pharmaceutical industries, the course teaches you how to perform efficient root cause investigations and develop corrective actions that truly solve problems and prevent recurrence.

Led by experts in medical device and pharma compliance, this course covers:

  • Key CAPA requirements from 21 CFR Parts 4, 820, 210/211, 201/801, and ISO 13485.

     

  • EU MDR expectations, including Article 83 (PMS), Article 89 (Serious Incidents), and Article 10 (Manufacturing).

     

  • Fast-paced, fact-based investigation tools including 5 Whys, Fault Tree Analysis, and Fishbone Diagrams.

     

  • Real-world case studies that walk through containment, root cause analysis, corrective action planning, and verification of effectiveness.

     

  • Practical tips for documenting CAPA activities to meet global regulatory expectations.

     

  • Risk management tools like FMEA and incident risk analysis to enhance the impact of your CAPA system.

Whether you’re responding to complaints, audit findings, or internal quality events, you’ll leave this course with the confidence to manage CAPA in medical devices and pharmaceuticals with clarity, consistency, and compliance.

Topics

  • The regulatory requirements for CAPA in medical devices and pharmaceuticals.
  • How to perform effective fast-paced root cause analysis and complaint investigations.
  • How to document complaint investigations and maintain records to demonstrate compliance.
  • Root cause investigation methods, such as:
    • The 5 Whys: Including 5-Whys Tree and 3×5 Whys (or 3-legged 5-Whys)
    • Fault Tree Analysis
    • Cause and Effect
    • Flow Charting
    • Pareto Charting
    • Fish-bone/6 M approach (Man, Method, Machine, Material, Milieu (Measurement & Mother Earth)
  • Other helpful pharma & medical device CAPA Tools including:
    • 5-W 2-H and 5-W 2-H Proof
    • FMEA
    • Containment approaches
    • Incident Risk Analysis
    • Paynter Charts
    • Layered Process Auditing
    • Corrective Action Plans
    • COPQ approach to CAPA profit enhancement
CAPA in Medical Device - Woman opening a machine with vials

Who Should Attend

  • Quality Engineers (QE)
  • Manufacturing Engineering (ME)
  • Process Engineers & Technicians
  • Electrical Engineers (EE) and Technicians
  • Top Management – They are ultimately responsible for ensuring the CAPA system is working effectively.
  • Operations Directors & Management
  • Engineering Directors & Management
  • Manufacturing Directors & Management
  • Regulatory Directors & Management
  • Quality Assurance Directors & Management
  • Purchasing Managers
  • Supply Chain Managers who deal with SCAR and CAR processes

 

Training Objectives For CAPA in Medical Devices

  1. Practice within a compliant corrective action & preventive action (CAPA) process.
  2. Perform effective root cause investigations.
  3. Understand when and how to apply the appropriate root cause investigation tool/method.
  4. Understand which records are required to demonstrate compliance to the FDA’s CFR Part 4 and CFR Part 820 regulations and ISO 13485 requirements.
  5. Establish effective corrective action plans.
  6. Plan & perform a Verification of Effectiveness (VoE) to assess if the corrective actions resolved the root of the problem.
  7. Understand how to keep the CAPA process SIMPLE, effective, and adding value while reducing costs.
  8. Understand how CAPA and Kaizen Events (Proactive) work together to demonstrate compliance.
  9. Understand the interrelationships between: Nonconformities, Complaints, Post Market Surveillance and QMS monitoring and statistical techniques.

 

Agenda

Day 1
Part 1: Overview – Why CAPA in Medical Devices are Required
Part 2: Typical Problems with Root Cause Investigations
Part 3: Responsibilities for Root Cause and Corrective/Preventive Action
Part 4: Step 1: Assigning a Corrective Action Team Leader: Cross-Functional Team
Part 5: Step 2: Describing the Problem – COPQ
Part 6: Step 3: Containing the Problem
Part 7: Step 4: Identifying the Root Cause or Causes
Part 8: Data Collection and Analysis
 
Day 2
Part 1: Step 5: Verifying the Root Cause or Causes
Part 2: Step 6: Implementing Corrective Actions
Part 3: Step 6a: Risk Assessment: Verify CAPA Does Not Impact Regulatory or Safety Requirements
Part 4: Step 7: Verifying Corrective Action Effectiveness
Part 5: Step 8: Closing the Corrective Action
Part 6: Course Insights and Final Exam

 


Related Courses

ISO 13485 Lead Auditor Training – Recognized by Exemplar Global cGMP 2024 Revision: FDA 21 CFR Part 820 QMSR Implementation Training MDSAP Training – Recognized by Exemplar Global ISO 14971 Training –  Recognized by Exemplar Global

 

Root Cause Analysis, Corrective Action and Preventive Action CAPA Training

Days: 2

 7:30 AM- 4:30 PM MST

 

Overview

Mistakes happen and processes fail, but unresolved issues and recurring problems can lead to wasted resources, compliance risks, and operational inefficiencies. It’s important for organizations to have effective root cause analysis procedures in order to ensure that these issues are corrected and prevented in the future.

To help organizations tackle these challenges, Axeon’s Root Cause Analysis & CAPA training provides a structured, 8-step approach to Root Cause Analysis (RCA), Corrective Action, and Preventive Action (CAPA). This course applies to any industry or organization looking to improve problem-solving effectiveness. It emphasizes proven methodologies for identifying root causes, implementing corrective actions, and preventing recurrence, all while ensuring compliance with quality management system requirements.

Using industry-recognized tools such as Five Whys, Ishikawa diagrams, and Failure Modes and Effects Analysis (FMEA), this Root Cause Analysis & CAPA training course provides a practical framework for improving process reliability and sustaining long-term improvements.

Available both online and in-person, this interactive course combines expert instruction with hands-on exercises and real-world case studies. Whether you’re new to corrective actions or looking to refine your approach, this training will equip you with the skills needed to drive meaningful improvements in your organization.

Root Cause Analysis & CAPA Training Key Topics  

  • Root Cause Analysis fundamentals and common challenges
  • Systematic problem description and containment strategies
  • Data-driven tools for identifying and verifying root causes
  • Developing and implementing effective corrective actions
  • Layered Process Audits and verification methods
  • Preventing recurrence and closing corrective action reports
CAPA Training - Two men working on a white board

Who Should Attend

  • Employees responsible for conducting or managing corrective actions
  • Quality managers, engineers, and auditors involved in CAPA processes
  • Supervisors and frontline managers overseeing process improvements
  • Production and operations personnel responsible for identifying and resolving issues
  • Regulatory and compliance professionals ensuring adherence to quality standards
  • Team members involved in problem-solving initiatives or process improvement projects
  • Anyone seeking a structured approach to root cause analysis and corrective action

 

Root Cause Analysis & CAPA Training Objectives

  1. Understand the ISO requirements for Corrective Action, Risk-Based Thinking, and/or Preventive Action.
  2. Experience a variety of tools and methods for performing Root Cause Analysis (RCA).
  3. Learn a variety of methods and tools for performing effective Corrective Actions.
  4. Understand when a full RCA is necessary or when an Apparent Cause Analysis or Correction Only is preferred.

 

Agenda

Day 1
Part 1: Introductions
Part 2: Terminology & Definitions
Part 3: ISO Standard Requirements
Part 4: Incident Investigation & Risk Assessment
Part 5: 8D Corrective Action Methodology & Case Study
Part 6: 8D Root Cause & Corrective Action (Part 1)
 
Day 2
Part 6: 8D Root Cause & Corrective Action (Part 1 Continued)
Part 7: Human Factors
Part 8: 8D Root Cause & Corrective Action (Part 2)
Part 9: Real-World Case Study
Part 10: Final Exam

 


Related Courses

CAPA & Root Cause Investigation for Medical Device & Pharmaceuticals Training AS13000 Training (8-D): Problem Solving Requirements for Suppliers Training ISO 9001 Lead Auditor Training Human Factors Training

Days: 2

Time: 7:30 AM- 4:30 PM MST

Audience: Beginner to Advanced

Overview

Human Factors is a term that appears in the latest versions of several ISO standards, including:

  • ISO 9001:2015 General manufacturing QMS
  • AS9100D:2016  Aerospace QMS
  • ISO 14971:2007 Risk management for medical devices
  • ISO 45001:2018 Occupational health and safety

This Human Factors online training helps you to understand human factors in the context of each standard.  You will learn how to apply the concept of human factors to your management system and address the standard requirements.  You will also receive practical tools, proven methodologies, and helpful tips to make the job easier for you.

As with all of Axeon’s courses, this is a practical, how-to that is not bogged down in academic discussions.  We use case studies, practice exercises, and learning activities to keep the training activities and build competence.

Who Should Attend our Human Factors Online Training?

·     Quality managers Also:
·     Management representatives ·     Quality consultants
·     Quality engineers ·     Those involved in performing corrective actions
·     Safety managers ·     Those involved in medical device risk management
·     Top management ·     Preparation Of Checklists From Process Analysis
·     Regulatory affairs specialists

 

Prerequisites

 

None.  Our students range from seasoned quality professionals to novices. Our goal is to meet everyone at their current level of competence and increase it.

Course Objectives

  • Understand the requirements of human factors in the context of each standard.
  • Learn how to address human factors within your organization’s quality and/or safety management system.
  • Provide practical tools and methods for addressing human factors.

 

Agenda

 

Day 1 

Intro to Human Factors
Review ISO Standard Requirements: 9001, AS9100D, 14971, 45001
Definitions of Human Factors by Standard

Human Factors and Root Cause Analysis
Corrective Action and Human Factors
The 13 Most Common Human Factors
Activity: Applying Human Factors in Corrective Action

Human Factors and Poka-Yoke
Definition & History of Poka-Yoke
Methodology for Poka-Yoke
Activity: Applying Poka-Yoke to Human Factors

Day 2

Human Factors and Health & Safety
Definition of Human Factors in Health & Safety
Human Factors and Ergonomics
How Human Factors influence Safety at Work
Activity: Applying Human Factors to Safety

Human Factors and Medical Devices
Methodology for Considering Human Factors in Risk Assessment
Device Design According to Human Factors Consideration
Human Factors in Post-Market Surveillance

Final Test

Days: 1

Time: 7:30 AM-4:30 PM MST

Audience: Top management

Overview 

A QMS (Quality Management System) is NOT a cost of doing business.  It’s an investment.  And top management should expect to get a financial return on that investment.  However, the Return On Investment (ROI) they receive will be greatly impacted by the level of leadership and commitment they provide concerning the management system.

The newest versions of most ISO management standards have amplified the requirements for top management, in accordance with ISO 9001:2015.  In this highly interactive course, senior managers will learn how to fulfill their new responsibilities, take accountability, and maximize the ROI they get from their management systems.

Why Attend?

This class will help to show the true value of your quality management system and how much it really adds to your bottom line. It will also help your company to increase the ROI of your QMS.

If you want to improve your company’s bottom line or show your boss how much your QMS is already contributing to profits then this class is for you.

Who Should Attend?

  • Top management from organizations with quality, environmental, or safety management systems, including chief executives, general managers, and other senior managers.
  • Quality Managers and/or Management Representatives
  •  Anyone considering implementing an ISO quality system

Course Objectives

  • Understand the new top management ISO requirements and how to accomplish them.
  • Understand the responsibilities that can be delegated to a management representative, and those responsibilities top management must retain.
  • Learn how to maximize the ROI from your management system.
  • Receive practical methods, tools, and tips for using your QMS to enhance organizational performance.
  • Learn the mistakes to avoid that can negatively impact your management system.
  • To provide decision-makers with information that will help them to provide direction for their existing or planned quality management system

 

Agenda

Benefits of a Quality Management System

  • Overview of Potential Benefits, including Return on Investment (ROI)
  • Why Top Management Leadership and Commitment is Important.
  • Creating an Organizational Culture that Supports Quality.

Overview of Quality Principles

  • What is Quality?  What is Quality Management?
  • Top Management Responsibilities (per ISO 9001) and How to Accomplish Them.

How to Maximize the ROI from your QMS

  • ROI Depends on an Organization’s Level of Commitment to its QMS System.
  • Using your QMS processes to ensure Customer Satisfaction and Increase Profitability.
  • Using the Process Approach to Manage Quality (Turtle Diagram).
  • Establishing KPIs and Determining Process Effectiveness.
  • Continuously Improving your QMS.
  • Reducing the Costs of Poor Quality (COPQ).
  • Using Your QMS to Manage Risks and Support Your Strategic Direction.

The Five Biggest Mistakes Executives Make with Quality Management

Final Test